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CIRE practice question: Prospective client relationships | EnCiro

Daily Challenge/September 20, 2026

🔥 Daily ChallengeCIREProspective client relationshipsEasy

Which of the following elements is a MANDATORY part of the account reporting disclosure under Rule 3216?

6 attempts · 100% correct

A description of the firm's minimum obligations to provide account activity informationCorrect

The home phone numbers of the firm's executive management team

A comparison of the client's current portfolio to their neighbor's portfolio

A list of the top 10 best-performing stocks in the Canadian market

Why

Rule 3216(5)(e)(II) explicitly requires a description of the firm's obligation to provide account activity information.

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