According to IDPC Rule 1403, for which of the following is a Dealer Member held responsible regarding compliance with CIRO requirements?

Question

Accepted Answer

Correct. Rule 1403 states that Dealer Members are responsible to the Corporation for all acts and omissions of their employees, partners, Directors, and Officers.

According to IDPC Rule 1403, for which of the following is a Dealer Member held responsible regarding compliance with CIRO requirements?

Discussion