According to CIRO requirements, what three specific components must be included when a Dealer Member provides a retail client with written disclosure regarding a material conflict of interest?

Question

Accepted Answer

Under IDPC Rule 3113, material conflict disclosure must include a description of the nature/extent of the conflict, the potential impact and risk to the client, and how the conflict is being addressed.

According to CIRO requirements, what three specific components must be included when a Dealer Member provides a retail client with written disclosure regarding a material conflict of interest?

Discussion