Under CIRO requirements, in which of the following circumstances is a Member specifically required to provide a leverage risk disclosure document to a client?

Question

Accepted Answer

Rule 2.6 mandates disclosure in three cases: opening a new account, recommending a leverage strategy, or when the Approved Person becomes aware the client is borrowing to invest.

Under CIRO requirements, in which of the following circumstances is a Member specifically required to provide a leverage risk disclosure document to a client?

Discussion