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CIRO Daily Challenge — March 5, 2026 | EnCiro | EnCiro

Daily Challenge/March 5, 2026

🔥 Daily ChallengeCIREProspective client relationshipsEasy

Which of the following describes the requirement for the form of an Investment Dealer's complaint handling policies under Rule 2.11?

2 attempts · 100% correct

They must be established as written policies and procedures.Correct

They must be filed with the provincial regulator for individual approval.

They must be published on the firm's public website in their entirety.

They may be verbal guidelines provided during advisor training.

Why

Rule 2.11 requires every Member to establish 'written' policies and procedures to ensure consistency and compliance.

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